SRA – AML

December 2024/January 2025 | Conduct, practice and risk management
On 30 October 2024 the SRA released its AML Annual Report 2023-24 and it should be required reading for all SRA regulated firms. In the last year the SRA has submitted 23 suspicious activity reports, performed 237 proactive inspections and 258 desk-based reviews, and brought enforcement action against a combined total of 78 firms and …
This article is only available to subscribers.