Archives: Conduct, practice and risk management

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SRA – cold calls

February 2025 | Conduct, practice and risk management

The SRA has issued a warning notice to firms about prohibited marketing practices, such as cold calling, door knocking and directly targeted online messaging. The notice is relevant to all, but is aimed at those carrying out high-volume consumer claims work. The SRA’s concerns are: that law firms or those sourcing claims on their behalf …

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SRA – AML

December 2024/January 2025 | Conduct, practice and risk management

On 30 October 2024 the SRA released its AML Annual Report 2023-24 and it should be required reading for all SRA regulated firms. In the last year the SRA has submitted 23 suspicious activity reports, performed 237 proactive inspections and 258 desk-based reviews, and brought enforcement action against a combined total of 78 firms and …

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