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Trainees – SRA

The SRA has been receiving complaints from disappointed trainees who have had offers of training contracts withdrawn. The basic point that the SRA emphasises is that it cannot get involved in the employment law aspects (refer to our March issue, p32, for a note on employment – and apprenticeship – complications).

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Commissions – Code of Conduct

The rules on commissions received from Authorised Third Parties (ATPs) are set out in sub-rule 2.06:

‘You must ensure that your firm pays to your client commission received over £20 unless the client, having been told that the amount, or if the precise amount is not known, an approximate amount or how the amount is to be calculated, has agreed that your firm may keep it’.
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